Power Your Growth by Leveraging Our Expertise
We'll show you the way
PRODUCT CONSULTATION
PRODUCT CONSULTATION
Develop the best product for you. Our experienced team will guide you through investment strategy, naming convention, expense and share class structures, placement strategy, and more.
MARKET INTELLIGENCE
MARKET INTELLIGENCE
Gain insight into the marketplace and competitors. Take advantage our suite of technology tools that provide invaluable information illustrating industry trends and analyzing competing products.
PRODUCT PLACEMENT
PRODUCT PLACEMENT
Optimize product availability. We’ll guide you through the maze of platforms and programs, their requirements and costs, including Blue Sky considerations. Leverage our 100+ selling agreements where applicable.
SALES REPORTING
SALES REPORTING
Identify and track your clients and asset flows. Gain transparency of asset growth and client activity via an industry leading system made available to you.
ADVANCE TRAINING
ADVANCED TRADING
Execute with confidence. Our affiliated trade desk can implement your strategy using advanced methods and systems.
Advisor/Sub-Advisor
Advisor/Sub-Advisor
Focus on your core business. Acting as the sub-advisor, you are essentially free of most the
day-to-day administrativeduties to effectively operate a mutual fund.
ONGOING SUPPORT
ONGOING SUPPORT
Operate with peace of mind. Concentrate on your core competency, money management. Our highly capable team will take the lead on all other operational matters including regulatory, compliance, tax, reporting, and more.
DISTRIBUTOR
DISTRIBUTOR
Selling agreements and materials review done hassle free. Lean on our affiliated team to execute selling agreements and provide FINRA review of fact sheets, pitch books, websites, and more.
COMPLIANCE
COMPLIANCE
Sleep well at night. Our tenured team of compliance professionals and partners will oversee the daily and ongoing requirements as well as keep an eye on future regulatory developments.
SHARED TRUST
SHARED TRUST
Save costs and speed up time to market. Take advantage of expenses that can be spread across multiple funds to contain costs. Shared Trusts are also able to launch funds more expeditiously than typical stand-alone trusts. You’ll also have an opportunity to interact directly with our directors.
Power your Practice by Leveraging our Mutual Fund Expertise
We’ll show you the way
PRODUCT CONSULTATION
Develop the best product for you. Our experienced team will guide you through investment strategy, naming convention, expense and share class structures, placement strategy, and more.
MARKET INTELLIGENCE
Gain insight into the marketplace and competitors. Take advantage our suite of technology tools that provide invaluable information illustrating industry trends and analyzing competing products.
Product
Consultation
Market
Intelligence
Product Placement
Sales
Reporting
Advanced
Trading
PRODUCT CONSULTANT
Develop the best product for you. Our experienced team will guide you through investment strategy, naming convention, expense and share class structures, placement strategy, and more.
MARKET INTELLIGENCE
Gain insight into the marketplace and competitors. Take advantage our suite of technology tools that provide invaluable information illustrating industry trends and analyzing competing products.
PRODUCT PLACEMENT
Optimize product availability. We’ll guide you through the maze of platforms and programs, their requirements and costs, including Blue Sky considerations. Leverage our 100+ selling agreements where applicable.
SALES REPORTING
Identify and track your clients and asset flows. Gain transparency of asset growth and client activity via an industry leading system made available to you.
ADVANCED TRADING
Execute with confidence. Our affiliated trade desk can implement your strategy using advanced methods and systems.
Advisor/
Sub-Advisor
Ongoing
Support
Distributor
Compliance
Shared Trust
ADVISOR/SUB-ADVISOR
Focus on your core business. Acting as the sub-advisor, you are less burdened of most the day-to-day administrative duties to effectively operate a mutual fund.
ONGOING SUPPORT
Operate with peace of mind. Concentrate on your core competency, money management. Our highly capable team will take the lead on all other operational matters including regulatory, compliance, tax, reporting, and more.
DISTRIBUTOR
Selling agreements and materials review done hassle free. Lean on our affiliated team to execute selling agreements and provide FINRA review of fact sheets, pitch books, websites, and more.
COMPLIANCE
Sleep well at night. Our tenured team of compliance professionals and partners will oversee the daily and ongoing requirements as well as keep an eye on future regulatory developments.
SHARED TRUST
Save costs and speed up time to market. Take advantage of expenses that can be spread across multiple funds to contain costs. Shared Trusts are also able to launch funds more expeditiously than typical stand-alone trusts. You’ll also have an opportunity to interact directly with our directors.